The audit platform built for the firms, AFSLs, networks, and auditors that review Australian insurance broker files. Works with the major Australian broking stacks and runs all six IBCOP file review types with 66% of checks fully automated.
One platform, four ways to use it. Scroll for the detail that matches you.
Multi-AFSL throughput
One login, every AFSL client. Per-AFSL white-label deliverables, time tracking and billable hours, engagement-letter scoping, conflict-of-interest controls. Built for the firm that runs audits across many AFSL clients on different broking stacks.
Your members, your brand
Your own white-labelled compliance offering for member brokers. Network-branded portal, member-level audit cycles, cross-member dashboards. Your members, your colours, our engine.
Annual audits, on time
Your annual broker audit, actually completed annually. Multi-entity ready if you grow; works as single-tenant if you don't. Read-only integration with your broking and document stack.
15 minutes to under 5
Every file review from 15 minutes to under 5. Findings Staging keeps your professional judgement at the centre — AI surfaces candidates, you decide what's a finding. Billable time tracked automatically.
Whether you're auditing your own brokers or someone else's, the first hour of every file is hunting for the right document. Email trails without subject lines. Documents scattered across WinBEAT, OfficeTech, and inboxes.
Audit Agent cross-references every connected system automatically. Filing gaps flagged in seconds, not weeks.
An audit firm with 5 AFSL clients and hundreds of brokers each is looking at 15,000 files and 200,000+ checks per cycle. A single AFSL with hundreds of brokers still faces 42,000 checks and 750 hours of manual work.
66% of checks run automatically. The rest are pre-screened by AI and surfaced for quick human review.
Each AFSL is on a different combination of broking system, document store, and placement record. Most audit tools assume one stack and break on the second client.
Stack-agnostic by design. One dashboard, every AFSL client, whatever they run.
Every check across all six IBCOP file review types, classified by complexity and handled by the right approach.
~12 checks
Instant, 100% automated
~34 checks
Rules engine, fully automated
~24 checks
AI-powered with human review
Audit Agent connects to every broker stack you encounter and runs the complete audit cycle automatically.
Read-only integration with the broker stack each AFSL runs. Configured per tenant; your data stays put.
Coverage Tier dial from 5% to 100% with four sampling modes — Random, Risk-Weighted, Concern-Driven, Adaptive. Filing gaps flagged before sampling begins.
All 6 file review types run automatically. 66% of checks resolve instantly. AI analyses the rest and routes findings into the staging workflow for your team.
Findings Staging from Draft → Auditor Review → Client Discussion → Final. Per-AFSL branded deliverables, with optional push to your ERM system.
Read-only integration with your broking system, your document store, and your placement record — whatever each AFSL runs. Tell us your stack on the demo call and we'll walk you through the fit.
Talk to us about your stackUnder the Corporations Act, the distinction between personal and general advice triggers completely different compliance requirements — SOA, TMD review, informed consent. Getting it wrong is the single biggest compliance risk in any broker network.
Audit Agent doesn't make a legal determination. It scans every file note and email for indicators that the actual advice given doesn't match how it was classified. Red flags are surfaced with the triggering language highlighted. Your auditor confirms in 2 minutes instead of reading for 15.
Check classification
InstantIs the file marked PA or GA in the broking system?
Documentation match
InstantIf PA, does SOA exist? If GA, does warning exist?
Red flag scan
AI-poweredNLP scans for personal advice indicators in GA-classified files
Confidence scoring
Human reviewClear matches auto-pass. Mismatches flagged with evidence
Underwriter referrals scatter across systems — original quote in one place, negotiation in another, resolved terms in a third. Most audit tools only see the resolved terms.
Audit Agent stitches the full referral thread into one auditable record per file — original ask, the back-and-forth, the final terms — so referral handling is something you can actually audit.
We're working with our earliest customers to shape pricing that fits how audit firms, networks, and AFSLs actually buy. Tell us about your team and the volume you run, and we'll put together a fit-for-purpose quote.
Get a quoteAll 6 file review types built to NIBA Insurance Brokers Code of Practice requirements.
Self-hosted option for Network / Enterprise. Read-only database access by default. Data never leaves your infrastructure.
AI doesn't replace auditors. It pre-screens and flags. Findings Staging keeps your team in control of every finding.
Every auditor override trains the system. Accuracy improves with each audit cycle across all customers.
We'll walk you through a live demo using your file review types, show you the integration with your systems, and give you a realistic timeline to go live.
No commitment required. We'll be in touch within 24 hours.